What You'll Learn

  • Purpose of financial regulation,Role of global regulatory bodies,Key legislation and their impact,AML
  • KYC and CTF principles among many others,Importance of customer due diligence,Regulatory Environment,Ethics and Compliance Culture,Risk management strategies,Use of RegTech in compliance,Ethical leadership and culture,Data protection in financial services,Consequences of non-compliance

Requirements

  • Basic understanding of financial systems or services,Interest in financial services sector
  • financial regulation and ethics,Ability to read and interpret financial news and documents,Familiarity and Interest with current events in finance,Interest in financial news and documents,Willingness to learning,Access and knowledge of basic computer usage

Description

Financial Services - Basics of Regulation & Compliance is a comprehensive introduction to the ever more important Regulatory/Compliance aspects of Financial Services.


In the financial services landscape, regulation and compliance are more critical than ever.


This course, "Financial Services – Basics of Regulation & Compliance" course is designed to provide professionals, students, and financial enthusiasts with comprehensive understanding of the rules, frameworks, and ethical principles governing global financial systems.


This course demystifies the complexities of compliance, offering insights into regulatory bodies, key legislation, risk management practices, and cutting-edge technology shaping compliance functions.


Through practical case studies, real-world examples, and a globally informed curriculum, learners will explore anti-money laundering practices, market abuse regulations, risk management, internal controls, reserves ratio requirements, data protection laws like GDPR, and the role of RegTech in compliance tasks.


Learners will also delve into the cultural and ethical aspects of compliance, understanding how a strong compliance culture can protect firms from financial and reputational harm.


Whether you're new to the industry or looking to deepen your knowledge, this course equips you with essential tools to navigate financial services with confidence and integrity.


This course is recommended for everyone working (or interested) in the financial services sector, including: Compliance Officers, Risk Managers, Investment Bankers, Financial Analysts, Internal Auditors, Legal Advisors, Accountants, Finance Students, Operations Managers, Entrepreneurs, Insurance Professionals, AML Analysts, KYC Specialists, Treasury Professionals, Fund Managers, Regulatory Consultants, Financial Advisors, Ethics Officers, Project Managers in Finance, FinTech Professionals and many more.


I know this course will be an asset to you, your profession and organization.


best regards,

Baba Oyewole FCCA

Who this course is for:

  • Compliance Officers,Risk Managers,Financial Controllers,Regulatory Officers and Officials,Investment bankers,Banking professionals,Financial Analysts,AML Analysts,Internal Auditors,External Auditors,KYC Specialists,Legal Advisors,Accountants,Management Consultants,Finance Students,Operations Managers,Insurance Professionals,Entrepreneurs,Treasury Professionals,Fund Managers,Financial Advisors,Regulatory Consultants,Ethics Officers,Learning and Development Professionals,Project Managers in Finance,FinTech Professionals
Financial Services - Basics of Regulation & Compliance

Course Includes:

  • Price: FREE
  • Enrolled: 19661 students
  • Language: English
  • Certificate: Yes
  • Difficulty: Beginner
Coupon verified 10:27 PM (updated every 10 min)

Recommended Courses

Employee Wellbeing Toolkit
4.92
(25 Rating)
FREE
Category
Business, Other Business,
  • English
  • 626 Students
Employee Wellbeing Toolkit
4.92
(25 Rating)
FREE

Build Resilience, Wellbeing, and Career Confidence

Enrolled
Audit Administration - Audit Sampling
4.921875
(32 Rating)
FREE
Category
Finance & Accounting, Finance,
  • English
  • 597 Students
Audit Administration - Audit Sampling
4.921875
(32 Rating)
FREE

Understand Audit Sampling Methodologies, Risks, Materiality, Thresholds and other Audit related standards

Enrolled
Your WORDS, Powerful Tools
4.8
(258 Rating)
FREE
Category
Personal Development, Personal Transformation,
  • English
  • 43210 Students
Your WORDS, Powerful Tools
4.8
(258 Rating)
FREE

How to use your WORDS to mould your desired outcomes, transform your life and create the world you want

Enrolled
Gratitude
4.65
(212 Rating)
FREE
Category
Personal Development, Personal Transformation,
  • English
  • 21632 Students
Gratitude
4.65
(212 Rating)
FREE

The life transforming power of Gratitude

Enrolled
Leadership - Leading a Community
4.63
(936 Rating)
FREE
Category
Personal Development, Leadership,
  • English
  • 50137 Students
Leadership - Leading a Community
4.63
(936 Rating)
FREE

How to be a leader of a successful, thriving community or group

Enrolled
How to Transform Your Life - practical ways
4.48
(94 Rating)
FREE

Ways to help you towards Your desired outcome

Enrolled
Organizational Influences & Project Management Lifecycle
5
(19 Rating)
FREE

Projects rarely succeed because of technical knowledge alone. Get a full understanding of major influences and impact.

Enrolled
Financial Services: Overview of Commodities
5
(31 Rating)
FREE
Category
Finance & Accounting, Finance,
  • English
  • 594 Students
Financial Services: Overview of Commodities
5
(31 Rating)
FREE

An Overview of Financial Services & Commodities, Precious Metals, Rare Earth minerals with ample real world examples

Enrolled
Journeyman Plumber Exam Practice Test
0
(0 Rating)
FREE
Category
Teaching & Academics, Test Prep,
  • English
  • 343 Students
Journeyman Plumber Exam Practice Test
0
(0 Rating)
FREE

Journeyman Plumber Exam Prep: 350+ Practice Questions, Mock Tests, and Detailed Explanations

Enrolled

Previous Courses

Financial Services: Private Banking & Wealth Management
0
(0 Rating)
FREE

An introductory course to two sectors of Financial Services not often understood.

Enrolled
Audit Administration - Effective Communication in Audit
5
(23 Rating)
FREE

This course provides a practical and comprehensive framework for effective communication across all stages of an audit

Enrolled
Machine Learning & Artificial Intelligence Beginners Course
4.41
(253 Rating)
FREE

Welcome to Your AI & Machine Learning Journey!

Enrolled
Financial Services - Understanding Interest Rates
4.6
(199 Rating)
FREE
Category
Finance & Accounting, Finance,
  • English
  • 19829 Students
Financial Services - Understanding Interest Rates
4.6
(199 Rating)
FREE

Get an understanding of Interest rates, what they are used for, products, services applications & implications

Enrolled
Financial Stewardship for Decision Makers and Leaders
4.64
(114 Rating)
FREE
Category
Finance & Accounting, Finance,
  • English
  • 18869 Students
Financial Stewardship for Decision Makers and Leaders
4.64
(114 Rating)
FREE

Long term management of financial resources, responsibility, integrity in all business interactions and decision making

Enrolled
Financial Services: Financial Wellbeing for Employees
5
(9 Rating)
FREE

ALL You Need for to Master Your Finances

Enrolled
Authentic Leadership
4.443396
(191 Rating)
FREE
Category
Business, Management,
  • English
  • 23320 Students
Authentic Leadership
4.443396
(191 Rating)
FREE

How to be as much of Yourself and an effective Leader

Enrolled
Fundamentals of Financial Services
4.4016395
(3338 Rating)
FREE
Category
Finance & Accounting, Finance,
  • English
  • 53613 Students
Fundamentals of Financial Services
4.4016395
(3338 Rating)
FREE

Understanding key elements and basic workings of the Financial Services Industry (useful for exams as well)

Enrolled
Currency Management for Small Businesses & Corporates
4.58
(177 Rating)
FREE
Category
Business, Business Strategy,
  • English
  • 31651 Students
Currency Management for Small Businesses & Corporates
4.58
(177 Rating)
FREE

Managing currencies within your organisation is essential for mitigating costs

Enrolled

Total Number of 100% Off coupon added

Till Date We have added Total 1408 Free Coupon. Total Live Coupon: 797

Confused which course 100% Off coupon is live? Click Here

For More Updates Join Our Telegram Channel.